Mosaic Exchange · Compliance Timeline

Legal switches for live deals

This panel mirrors the legal reality. Each step flips from red amber green as documentation is uploaded and confirmed. Until the final switch is green, Mosaic deals remain in “register interest only” mode.

Form entity (Adob Group / DMNDX)

Engage counsel

Finalize SAFE docs

File Form D (Reg D)

KYC / AML vendor online

Bank / custodial partner

Turn MOSAIC_DEALS_ENABLED on

Drag and drop compliance documents here

Law firm opinions, FINRA / SEC correspondence, bank partner agreements, KYC vendor contracts, etc.

System state

Mosaic Deals toggle: OFF · interest-only

Until all core steps are green, Invest buttons stay hidden on live deals. Investors can read details and register interest, but no funds move through the platform.