Mosaic Exchange · Compliance Timeline
Legal switches for live deals
This panel mirrors the legal reality. Each step flips from red → amber → green as documentation is uploaded and confirmed. Until the final switch is green, Mosaic deals remain in “register interest only” mode.
Form entity (Adob Group / DMNDX)
Engage counsel
Finalize SAFE docs
File Form D (Reg D)
KYC / AML vendor online
Bank / custodial partner
Turn MOSAIC_DEALS_ENABLED on
Drag and drop compliance documents here
Law firm opinions, FINRA / SEC correspondence, bank partner agreements, KYC vendor contracts, etc.
System state
Mosaic Deals toggle: OFF · interest-only
Until all core steps are green, Invest buttons stay hidden on live deals. Investors can read details and register interest, but no funds move through the platform.